PHENOMENOLOGY OF RELIGION. Philosophical
phenomenology is one of the major twentiethcentury philosophies, and the
phenomenology of religion is one of the major approaches within religious
studies. Although the phenomenology of religion emerges as both a major field
of study and an extremely influential approach to religion, formulating an
essay on this subject poses serious difficulties. The term has become very
popular and is used by numerous scholars who share little if anything in
common.
USES OF THE TERM. For the sake of organization, it is possible to differentiate four major
groups of scholars who use the term phenomenology of religion. First,
there are works in which phenomenology of religion is used in the
vaguest, broadest, and most uncritical of ways. Often the term seems to mean
nothing more than an investigation of the phenomena of religion. Second, from
the Dutch scholar P. D. Chantepie de la Saussaye (18481920) to such
contemporary scholars as the Scandinavian historians of religions Geo Widengren
(19071996) and A˚ ke Hultkrantz (b. 1920), phenomenology of religion means
the comparative study and the classification of different types of religious
phenomena. There is little if any regard for specific phenomenological
concepts, methods, or procedures of verification.
Third, numerous scholars, such as
W. Brede Kristensen (18671953), Gerardus van der Leeuw (18901950), Joachim
Wach (18981955), C. Jouco Bleeker (18981983), Mircea Eliade (19071986), and
Jacques Waardenburg (b. 1935), identify the phenomenology of religion as a
specific branch, discipline, or method within Religionswissenschaft.
This is where the most significant contributions of the phenomenology of
religion to the study of religion have been made.
Fourth, there are scholars whose phenomenology
of religion is influenced by philosophical phenomenology. A few scholars, such
as Max Scheler (18741928) and Paul Ricoeur (b. 1913), explicitly identify much
of their work with philosophical phenomenology. Others, such as Rudolf Otto
(18691937), van der Leeuw, and Eliade, use a phenomenological method and are
influenced, at least partially, by phenomenological philosophy. There are also
influential theological approaches, as seen in the works of Friedrich
Schleiermacher (17681834), Paul Tillich (18861965), Edward Farley (b. 1929),
and Jean-Luc Marion (b. 1946), that utilize phenomenology of religion as a
stage in the formulation of theology.
The terms phenomenon and phenomenology
are derived from the Greek word phainomenon (that which shows
itself, or that which appears). As Herbert Spiegelberg (19041990)
establishes in the first volume of The Phenomenological Movement: A
Historical Introduction (1982), the term phenomenology has both
philosophical and nonphilosophical roots.
One encounters nonphilosophical
phenomenologies in the natural sciences, especially in the field of physics.
With the term phenomenology, scientists usually want to emphasize the
descriptive, as contrasted with the explanatory, conception of their science.
(In the phenomenology of religion, a similar emphasis will be seen, as
phenomenologists submit that their approach describes, but does not explain,
the nature of religious phenomena.)
A second nonphilosophical use of
phenomenology appears in the descriptive, systematic, comparative study of
religions in which scholars assemble groups of religious phenomena in order to
disclose their major aspects and to formulate their typologies. This
phenomenology-ascomparative-religion has roots independent of
philosophicalphenomenology.
The first documented philosophical
use of the term phenomenology is by the German philosopher Johann
Heinrich Lambert (17281777) in his Neues Organon (1764). In a use
unrelated to later philosophical phenomenology and to the phenomenology of
religion, Lambert defines the term as the theory of illusion.
In the late eighteenth century,
the German philosopher Immanuel Kant (17241804) devoted considerable analysis
to phenomena as the data of experience, things that appear to and are
constructed by human minds. Such phenomena, which Kant distinguishes from
noumena, or things-inthemselves independent of our knowing minds, can be
studied rationally, scientifically, and objectively. A similar distinction
between religious phenomena as appearances and religious reality-in-itself,
which is beyond phenomenology, is found in the descriptive phenomenologies of
many phenomenologists of religion.
Of all the uses of phenomenology
by philosophers before the twentieth-century phenomenological movement, the
term is most frequently identified with the German philosopher G. W. F. Hegel
(17701831) and especially with his Phenomenology of Spirit (1807).
Hegel is determined to overcome Kants phenomena-noumena bifurcation. Phenomena
are actual stages of knowledgemanifestations in the development of
Spiritevolving from undeveloped consciousness of mere sense experience and
culminating in forms of absolute knowledge. Phenomenology is the science by
which the mind becomes aware of the development of Spirit and comes to know its
essencethat is, Spirit as it is in itselfthrough a study of its appearances
and manifestations.
During the nineteenth and early
twentieth centuries, a number of philosophers used phenomenology to
indicate a merely descriptive study of a subject matter. Thus William Hamilton
(17881856), in his Lectures on Metaphysics (1858), used phenomenology
to refer to a descriptive phase of empirical psychology; Eduard von Hartmann
(18421906) formulated several phenomenologies, including a descriptive phenomenology
of moral consciousness; and the American philosopher Charles Sanders Peirce
(18391914) used phenomenology to refer to a descriptive study of whatever
appears before the mind, whether real or illusory.
As Richard Schmitt points out in
his entry on Phenomenology in The Encyclopedia of Philosophy (1967),
the philosophical background led to two distinct senses of phenomenology.
There is the older, wider sense of the term as any descriptive study of a given
subject matter or as a discipline describing observable phenomena. There is
also a narrower twentieth-century sense of the term as a philosophical approach
utilizing a phenomenological method. It is to the latter sense that this entry
now turns.
PHILOSOPHICAL PHENOMENOLOGY.
As one of the major schools, movements, or approaches
in modern philosophy, phenomenology takes many forms. One can distinguish, for
example, the transcendental phenomenology of Edmund Husserl (18591938), the
existential phenomenology of Jean-Paul Sartre (19051980) and Maurice
Merleau-Ponty (19081961), and the hermeneutic phenomenology of Martin
Heidegger (18891976) and Paul Ricoeur. Since phenomenology is so complex and
diverse, every phenomenologist does not accept all that follows.
The phenomenological
movement. The primary aim of philosophical phenomenology is to
investigate and become directly aware of phenomena that appear in immediate
experience, and thereby to allow the phenomenologist to describe the essential
structures of these phenomena. In doing so, phenomenology attempts to free
itself from unexamined presuppositions, to avoid causal and other explanations,
to utilize a method that allows it to describe that which appears, and to
intuit or decipher essential meanings. An early formulation of the phenomenological
movement appears as a statement in the Jahrbuch für Philosophie und phänomenologische Forschung, published
from 1913 to 1930 with Edmund Husserl as editor in chief. Coeditors included
leading phenomenologists Moritz Geiger (18801937), Alexander Pfänder (18701941), Adolf Reinach (18831917), Max Scheler, and, later,
Martin Heidegger and Oskar Becker (18891964).
Husserl is usually identified as
the founder and most influential philosopher of the phenomenological movement.
The earliest phenomenologists worked at several German universities, especially
at Göttingen and Munich. Outside of Husserls predominant influence on
phenomenology, the most significant phenomenologists are Scheler, an
independent and creative thinker in his own right, and Heidegger, who emerged
as one of the major twentieth-century philosophers. The initial flourishing of
the phenomenological movement is identified with the Göttingen Circle and the Munich Circle during the period leading up to
World War I, and phenomenology remained an overwhelmingly German philosophy
until the 1930s when the center of the movement begins to shift to France.
Through the works of Sartre, Merleau-Ponty, Gabriel Marcel (18891973),
Ricoeur, and others, French phenomenology established itself as the leading
development in phenomenological philosophy, beginning in the 1930s and
continuing at least until the 1960s. Particularly noteworthy was the French
attempt to integrate the concerns and insights of phenomenology with those of
existentialism.
Characteristics of
philosophical phenomenology.
One may delineate five characteristics of
philosophical phenomenology that have particular relevance for the
phenomenology for religion.
Descriptive nature. Phenomenology aims to be a rigorous, descriptive science, discipline, or
approach. The phenomenological slogan Zu den Sachen! (To the things
themselves!) expresses the determination to turn away from philosophical
theories and concepts toward the direct intuition and description of phenomena
as they appear in immediate experience. Phenomenology attempts to describe the
nature of phenomena, the way appearances manifest themselves, and the essential
structures at the foundation of human experience. As contrasted with most
schools of philosophy, which have assumed that the rational alone is real and
which have a philosophical preoccupation with the rational faculties and with
conceptual analysis, phenomenology focuses on accurately describing the
totality of phenomenal manifestations in human experience. A descriptive
phenomenology, attempting to avoid reductionism and often insisting on the
phenomenological epoché (see below), describes the diversity,
complexity, and richness of experience.
Antireductionism. Phenomenological antireductionism is concerned with freeing people from
uncritical preconceptions that prevent them from becoming aware of the
specificity and diversity of phenomena, thus allowing them to broaden and
deepen immediate experience and provide more accurate descriptions of this
experience. Husserl attacked various forms of reductionism, such as psychologism,
which attempts to derive the laws of logic from psychological laws and, more
broadly, to reduce all phenomena to psychological phenomena. In opposing the
oversimplifications of traditional empiricism and other forms of reductionism,
phenomenologists aim to deal faithfully with phenomena as phenomena and to
become aware of what phenomena reveal in their full intentionality.
Intentionality. A subject always intends an object, and intentionality refers to the
property of all consciousness as consciousness of something. All acts of
consciousness are directed toward the experience of something, the intentional
object. For Husserl, who took the term from his teacher Franz Brentano
(18381917), intentionality was a way of describing how consciousness constitutes
phenomena. In order to identify, describe, and interpret the meaning of
phenomena, phenomenologists must be attentive to the intentional structures of
their data; to the intentional structures of consciousness with their intended
referents and meanings.
Bracketing. For many phenomenologists, the antireductionist insistence on the
irreducibility of the intentional immediate experience entails the adoption of
a phenomenological epoché. This Greek term literally means
abstention or suspension of judgment and is often defined as a method of
bracketing. It is only by bracketing the uncritically accepted natural
world, by suspending beliefs and judgments based on an unexamined natural
standpoint, that the phenomenologist can become aware of the phenomena of
immediate experience and can gain insight into their essential structures.
Sometimes the epoché is formulated in terms of the goal of a
completely presuppositionless science or philosophy, but most phenomenologists
have interpreted such bracketing as the goal of freeing the phenomenologist
from unexamined presuppositions, or of rendering explicit and clarifying such
presuppositions, rather than completely denying their existence. The
phenomenological epoché, whether as the technical Husserlian
transcendental reduction or in its other variations, is not simply
performed by phenomenologists; it must involve some method of selfcriticism
and intersubjective testing allowing insight into structures and meanings.
Eidetic vision. The intuition of essences, often described as eidetic vision or
eidetic reduction, is related to the Greek term eidos, which Husserl
adopted from its Platonic meaning to designate universal essences. Such
essences express the whatness of things, the necessary and invariant features
of phenomena that allow us to recognize phenomena as phenomena of a certain
kind.
For all of their differences, the
overwhelming majority of phenomenologists have upheld a descriptive
phenomenology that is antireductionist, involves phenomenological bracketing,
focuses on intentionality, and aims at insight into essential structures and
meanings. The following is a brief formulation of a general phenomenological
procedure for gaining insight into such essential structures and meanings with
application to the phenomena of religious experience.
In the intuition of essences (Wesensschau),
the phenomenologist attempts to disengage essential structures embodied in
particular phenomena. One begins with particular data: specific phenomena as
expressions of intentional experiences. The central aim of the phenomenological
method is to disclose the essential structure embodied in the particular data.
One gains insight into meaning by
the method of free variation. After assembling a variety of particular
phenomena, the phenomenologist searches for the invariant core that constitutes
the essential meaning of the phenomena. The phenomena, subjected to a process
of free variation, assume certain forms that are considered to be accidental or
inessential in the sense that the phenomenologist can go beyond the limits
imposed by such forms without destroying the basic character or intentionality
of ones data. For example, the variation of a great variety of religious
phenomena may disclose that the unique structures of monotheism do not
constitute the essential core or universal structure of all religious
experience.
The phenomenologist gradually sees
that phenomena assume forms that are regarded as essential in the sense that
one cannot go beyond or remove such structures without destroying the basic
whatness or intentionality of the data. For example, free variation might
reveal that certain intentional structures of transcendence constitute an
invariant core of religious experience. When the universal essence is grasped,
the phenomenologist achieves the eidetic intuition or the fulfilled Wesensschau.
Husserl proposed that all
phenomena are constituted by consciousness and that, in the intuition of
essences, we can eliminate the particular, actual given datum and move on to
the plane of pure possibility. Most phenomenologists who have used a method
of Wesensschau have proposed that historical phenomena have a kind of
priority, that one must substitute for Husserls imaginary variation an actual
variation of historical data, and that the particular phenomena are not
constituted by an individual but are the source of ones constitution and
judgment.
Though relatively few
philosophical phenomenologists had much interest in religious phenomena during
most of the twentieth century, some of the vocabulary of philosophical
phenomenology and, in several cases, some of its methodology have influenced
the phenomenology of religion.
PHENOMENOLOGY OF RELIGION AS PART OF HISTORY OF RELIGIONS (RELIGIOUS STUDIES). The modern scholarly study of religion probably had its beginnings in
the late eighteenth century, largely as a product of the rational and
scientific attitude of the Enlightenment, but the first major figure in this
discipline was F. Max Müller (18231900). Müller intended Religionswissenschaft
to be a descriptive, objective science free from he normative nature of
theological and philosophical studies of religion.
The German term Religionswissenschaft
has been given no adequate English equivalent, although the International
Association for the History of Religions has adopted the term history of
religions as synonymous with the term general science of religions.
Thus history of religions is intended to designate a field of studies
with many specialized disciplines utilizing different approaches.
P. D. Chantepie de la Saussaye is
sometimes considered the founder of phenomenology of religion as a special
discipline of classification. Phenomenology of religion occupied an
intermediary position for him between history and philosophy and is a
descriptive, comparative approach involving the collecting and grouping of
various religious phenomena. One of the founders of Religionswissenschaft,
the Dutch historian C. P. Tiele (18301902), considered phenomenology to be the
first stage of the philosophical part of the science of religion.
Scholars of religion point to the
phenomenology of religions sense of generality, with its approach invariably
characterized as systematic. For Widengren, the phenomenology of religion aims
at a coherent account of all the various phenomena of religion, and is thus
the systematic complement of the history of religion (1945, p. 9). The
historical approach provides a historical analysis of the development of
separate religions; phenomenology provides the systematic synthesis.
The Italian historian of religions
Raffaele Pettazzoni (18831959) attempted to formulate the diverse
methodological tendencies and tensions, defining Religionswissenschaft in
terms of these two complementary aspects: the historical and the
phenomenological. On the one hand, the history of religions attempts to uncover
precisely what happened and how the facts came to be, but it does not provide
the deeper understanding of the meaning of what happened, nor the sense of the
religious: these come from phenomenology. On the other hand, phenomenology
cannot do without ethnology, philology, and other historical disciplines.
Therefore, according to Pettazzoni, phenomenology and history are two
complementary aspects of the integral science of religion.
MAJOR PHENOMENOLOGISTS OF RELIGION.
What follows are brief formulations of the approaches
and contributions of eight influential phenomenologists of religion: Max
Scheler, W. Brede Kristensen, Rudolf Otto, Gerardus van der Leeuw, Friedrich
Heiler, C. Jouco Bleeker, Mircea Eliade, and Ninian Smart. Included are
criticisms of perhaps the three most influential phenomenologists of religion
within religious studies: Otto, van der Leeuw, and Eliade.
Max Scheler. Of the major philosophers who founded and developed philosophical
phenomenology, Max Scheler had the greatest focus on religion. After Husserl,
he may have been the most influential philosophical phenomenologist during the
1920s. In many ways, he can be considered the most significant early
phenomenologist of religion. Influenced by Brentano, Husserl, Kant, Nietzsche,
Dilthey, and Bergson, among others, Scheler developed his own original
phenomenological approach. Among his books, Vom Ewigen im Menschen (1921,
translated as On the Eternal in Man, 1960) and Der Formalismus in der
Ethik und die materiale Wertethik (2 vols., 19131916, translated as Formalism
in Ethics and Non-Formal Ethics of Values, 1973) bring out his
phenomenological method, his description and analysis of sympathy, love, and
other values, and key characteristics of his phenomenology of religion.
Although Schelers detailed
epistemology, ethics and axiology, metaphysics, and philosophical anthropology
are very complex and his phenomenology of religion goes through several radical
changes, it is possible to delineate a few influential characteristics of his
phenomenological approach to religion. Reminiscent of Schleiermacher and Otto,
Scheler focused on a phenomenological description and analysis of human experience:
the unique religious human mode of experience and feeling; the being of the
human being for whom structures and essences of religious values are presented
to consciousness. Within the phenomenology of religion, phenomenological
disclosure, focusing on what is given to consciousness as the Absolute, the
Divine Person, or God, is not achieved through reason but only through the love
of God as orienting one toward experiential realization of the Holy.
Philosophical phenomenologists of
religion are greatly indebted to Scheler, although it is not clear the extent
to which scholars within religious studies have been influenced by him, even if
some of their approaches can be related to his phenomenological analysis. The
turn to religion in some of philosophical phenomenology and other forms of
continental philosophy at the end of the twentieth century often exhibited
characteristics similar to Schelers phenomenological orientation.
W. Brede Kristensen. From Chantepie de la Saussaye and Tiele, through van der Leeuw and the
Norwegian expatriate Kristensen, and up to the writings of Bleeker and others,
much of the field has been dominated by a Dutch tradition of phenomenology of
religion. Sometimes this is broadened to encompass a Dutch-Scandinavian tradition
in order to include phenomenologists such as Nathan Söderblom (18661931).
W. Brede Kristensen, a specialist
in Egyptian and ancient historical religions, illustrates an extreme
formulation of the descriptive approach within phenomenology. As a subdivision
of the general science of religion, phenomenology is, according to Kristensen,
a systematic and comparative approach that is descriptive and not normative. In
opposing the widespread positivist and evolutionist approaches to religion,
Kristensen attempted to integrate historical knowledge of the facts with
phenomenological empathy and feeling for the data in order to grasp the
inner meaning and religious values in various texts.
The phenomenologist must accept
the faith of the believers as the sole religious reality. In order to achieve
phenomenological understanding, scholars must avoid imposing their own value
judgments on the experiences of believers and must assume that the believers
are completely right. In other words, the primary focus of phenomenology is the
description of how believers understand their own faith. One must respect the
absolute value that believers ascribe to their faith. An understanding of this
religious reality is always approximate or relative, since one can never experience
the religion of others exactly as the believers experience it. After describing
the belief of the believers, the scholar may classify the phenomena according
to essential types and make comparative evaluations. But all investigations
into the essence and evaluations of phenomena entail value judgments by the
interpreter and are beyond the limits of a descriptive phenomenology.
Rudolf Otto. Two interdependent methodological contributions made by Rudolf Otto
deserve emphasis: his experiential approach, which involves the
phenomenological description of the universal, essential structure of religious
experience, and his antireductionism, which respects the unique, irreducible,
numinous quality of all religious experience. In Das Heilige (1917,
translated as The Idea of the Holy, 1923), Otto presents what is
probably the best-known phenomenological account of religious experience. In
attempting to uncover the essential structure and meaning of all religious
experience, Otto describes the universal numinous element as a unique a
priori category of meaning and value. By numen and numinous, Otto
means the concept of the holy minus its moral and rational aspects. With such
an emphasis on this nonmoral, nonrational aspect of religion, he attempts to
isolate the overplus of meaning, beyond the rational and conceptual, which
constitutes the universal essence of the religious experience. Since such a
unique nonrational experience cannot be defined or conceptualized, the symbolic
and analogical descriptions are meant to evoke within the reader the experience
of the holy. The religious experience of the numinous, as an a priori structure
of consciousness, can be reawakened or recognized by means of our innate sense
of the numinous, that is, our capacity for this a priori knowledge of the holy.
In this regard, Otto formulates a
universal phenomenological structure of religious experience in which the
phenomenologist can distinguish autonomous religious phenomena by their
numinous aspect and can organize and analyze specific religious manifestations.
He points to our creature feeling of absolute dependence in the experiential
presence of the holy. This sui generis religious experience is described as the
experience of the wholly other (ganz Andere), which is qualitatively
unique and transcendent.
This insistence on the unique a
priori quality of the religious experience points to Ottos antireductionism.
Otto rejects the one-sidedly intellectualistic and rationalistic bias of most
interpretations and the reduction of religious phenomena to the interpretive
schema of linguistic analysis, anthropology, sociology, psychology, and various
historicist approaches. This emphasis on the autonomy of religion, with the
need for a unique, autonomous phenomenological approach that is commensurate
with interpreting the meaning of the irreducibly religious phenomena, is
generally accepted by major phenomenologists of religion.
Various interpreters have
criticized Ottos phenomenological approach for being too narrowly conceived.
According to these critics, Ottos approach focuses on nonrational aspects of
certain mystical and other extreme experiences, but it is not sufficiently
comprehensive to interpret the diversity and complexity of religious data, nor
is it sufficiently concerned with the specific historical and cultural forms of
religious phenomena. Critics also object to the a priori nature of Ottos
project and influences of personal, Christian, theological, and apologetic
intentions on his phenomenology. Van der Leeuw, while agreeing with Ottos
antireductionism, attempts to broaden his phenomenology by investigating and
systematizing a tremendous diversity of religious phenomena.
Gerardus van der
Leeuw. In his Comparative Religion, Eric J. Sharpe
writes that between 1925 and 1950, the phenomenology of religion was
associated almost exclusively with the name of the Dutch scholar Gerardus van
der Leeuw, and with his book Phänomenologie
der Religion (1986, pp. 229230). Especially
notable among the many influences on his phenomenology acknowledged by van der
Leeuw are the writings of the German philosopher Wilhelm Dilthey (18331911) on
hermeneutics and the concept of understanding (Verstehen).
In several writings, especially
the epilogue of Phänomenologie der
Religion (1933, translated as Religion in Essence and
Manifestation, 2d ed., 1963), which contains the chapters Phenomenon and
Phenomenology and The Phenomenology of Religion, van der Leeuw defines the
assumptions, concepts, and stages of his phenomenological approach. According
to van der Leeuw, the phenomenologist must respect the specific intentionality
of religious phenomena and simply describe the phenomenon as what appears into
view. The phenomenon is given in the mutual relations between subject and
object; that is, its entire essence is given in its appearance to someone.
Van der Leeuw proposed a subtle
and complex phenomenological method with which the phenomenologist goes far
beyond a descriptive phenomenology. His method involves systematic
introspectionthe interpolation of the phenomenon into our livesas necessary
for understanding religious phenomena. In the first volume of his Classical
Approaches to the Study of Religion (19731974), Jacques Waardenburg
describes this phenomenological-psychological method as an experiential
method to guide intuition and to arrive at immediate understanding and as the
classification of religious phenomena by means of ideal types which are
constituted by a psychological technique of re-experiencing religious meanings
(p. 57).
According to van der Leeuw,
phenomenology must be combined with historical research, which precedes
phenomenological understanding and provides the phenomenologist with sufficient
data. Phenomenology must be open to perpetual correction by the most
conscientious philological and archaeological research, and it becomes pure
art or empty fancy (van der Leeuw, 1963, vol. 2, p. 677) when it removes
itself from such historical control. Special note may be taken of van der
Leeuws emphasis on the religious aspect of power as the basis of every
religious form and as defining that which is religious. Phenomenology
describes how man conducts himself in his relation to Power (1963, vol. 1, p.
191). The terms holy, sanctus, taboo, and so on, taken
together, describe what occurs in all religious experience: a strange, Wholly
Other, Power obtrudes into life (1963, vol. 2, p. 681).
Influences from van der Leeuws
own Christian point of view are often central to his analysis of the
phenomenological method for gaining understanding of religious structures and
meanings. For example, he claims that faith and intellectual suspense (the epoché)
do not exclude each other, and all understanding rests upon self-surrendering
love (1963, vol. 2, pp. 683684). Indeed, van der Leeuw above all considered
himself a theologian, positing that phenomenology of religion leads to both
anthropology and theology. Numerous scholars have concluded that much of his
phenomenology of religion must be interpreted in theological terms.
Critics, while often expressing
admiration for Religion in Essence and Manifestation as an extraordinary
collection of religious data, offer many objections to van der Leeuws
phenomenology of religion: his phenomenological approach is based on numerous
theological and metaphysical assumptions and value judgments; it is often too
subjective and highly speculative; and it neglects the historical and cultural
context of religious phenomena and is of little value for empirically based
research.
Friedrich Heiler. Born in Munich, Friedrich Heiler (18921967) is known for his studies on
prayer, great religious personalities, ecumenism, the unity of all religion,
and a kind of global phenomenology of religion. According to Heiler, the
phenomenological method proceeds from the externals to the essence of religion.
Although every approach has presuppositions, the phenomenology of religion must
avoid every philosophical a priori and utilize only those presuppositions that
are consistent with an inductive method. Heilers phenomenology of religion,
which is theologically oriented, emphasizes the indispensable value of
empathy: the phenomenologist must exercise respect, tolerance, and
sympathetic understanding for all religious experience and the religious truth
expressed in the data. Indeed, the phenomenologists personal religious
experience is a precondition for an empathic understanding of the totality of
religious phenomena.
C. Jouco Bleeker. Bleeker distinguished three types of phenomenology of religion: the
descriptive phenomenology that restricts itself to the systematization of
religious phenomena, the typological phenomenology that formulates the
different types of religion, and the specific sense of phenomenology that
investigates the essential structures and meanings of religious phenomena. In
terms of this more specific sense, phenomenology of religion has a double
meaning: it is an independent science that creates monographs and handbooks,
such as van der Leeuws Religion in Essence and Manifestation and
Eliades Patterns in Comparative Religion (1958), but it is also a
scholarly method that utilizes such principles as the phenomenological epoché
and eidetic vision. Although Bleeker frequently used such technical terms
in gaining insight into religious structures and acknowledged that these terms
were borrowed from the philosophical phenomenology of Husserl and his school,
he claimed that they were used by the phenomenology of religion in only a
figurative sense.
According to Bleeker, the
phenomenology of religion combines a critical attitude and concern for accurate
descriptions with a sense of empathy for the phenomena. It is an empirical science
without philosophical aspirations, and it should distinguish its activities
from those of philosophical phenomenology and of anthropology. He warned that
historians and phenomenologists of religion should not dabble in philosophical
speculations on matters of method, stating that phenomenology of religion is
not a philosophical discipline, but a systematization of historical fact with
the intent to understand their religious meaning (Bleeker, in Bianchi et al.,
1972, pp. 3941, 51).
Probably the best-known
formulation in Bleekers reflections on phenomenology is his analysis of the
task of phenomenology of religion as an inquiry into three dimensions of
religious phenomena: theoria, logos, and entelecheia.
The theoria of phenomena
discloses the essence and significance of the facts. It has an empirical
basis and leads to an understanding of the implications of various aspects of
religion. The Logos of phenomena penetrates into the structure of different
forms of religious life. This provides a sense of objectivity by showing that
hidden structures are built up according to strict inner laws, and that
religion always possesses a certain structure with an inner logic (Bleeker,
1963, pp. 14, 17).
Most original is Bleekers
position that the entelecheia of phenomena reveals itself in the
dynamics, the development which is visible in the religious life of mankind,
or in the course of events in which the essence is realized by its
manifestations. Phenomenology, it is frequently stated, abstracts from
historical change and presents a rather static view of essential structures and
meanings. By the entelecheia, Bleeker wants to stress that religion is
not static but is an invincible, creative and self-regenerating force. The
phenomenologist of religion must work closely with the historian of religions
in studying the dynamics of phenomena and the development of religions
(Bleeker, 1963, pp. 14, 1624).
Mircea Eliade. According to the Romanian scholar Mircea Eliade, one of the major
interpreters of religious symbol and myth, religion refers to the experience
of the sacred. The phenomenologist works with historical documents expressing hierophanies,
or manifestations of the sacred, and attempts to decipher the existential
situation and religious meaning expressed through the data. The sacred and the
profane express two modes of being in the world, and religion always entails
the attempt of homo religiosus to transcend the relative,
historical-temporal, profane world by experiencing a superhuman sacred world
of transcendent values.
In Bleekers first sense of
phenomenology of religion as an independent discipline that creates monographs
that describe and classify essential structures and meanings, one may note
Eliades many morphological studies of different kinds of religious symbolism;
his interpretations of the structure and function of myth, with the cosmogonic
myth and other creation myths functioning as exemplary models; his treatment of
rituals, such as those of initiation, as reenacting sacred mythic models; his
structural analysis of sacred space, sacred time, and sacred history; and his
studies of different types of religious experience, such as yoga, shamanism,
alchemy, and other archaic phenomena.
In Bleekers second sense of
phenomenology of religion as a specific method, there are three key
methodological principles underlying Eliades approach: his assumption of the
irreducibility of the sacred, his emphasis on the dialectic of the sacred
as the universal structure of sacralization, and his uncovering of the
structural systems of religious symbols that constitute the hermeneutical
framework in terms of which he interprets religious meaning. The assumption of
the irreducibility of the religious is a form of phenomenological epoché.
In attempting to understand and describe the meaning of religious phenomena,
the phenomenologist must utilize an antireductionist method commensurate with
the nature of the data. Only a religious frame of reference or scale of
interpretation does not distort the specific, irreducible religious
intentionality expressed in the data.
The universal structure of the
dialectic of the sacred provides Eliade with essential criteria for
distinguishing religious from nonreligious phenomena. There is always a sacredprofane
dichotomy and the separation of the hierophanic object, such as a particular
mountain or tree or person, since this is the medium through which the sacred
is manifested; the sacred, which expresses transcendent structures and
meanings, paradoxically limits itself by incarnating itself in something
ordinarily finite, temporal, historical, and profane; the sacred, in its
dialectical movement of disclosure and revelation, always conceals and
camouflages itself; and the religious person, in resolving existential crises,
evaluates and chooses the sacred as powerful, ultimate, normative, and
meaningful.
The central position of symbolism,
with the focus on coherent systems of symbolic structures, establishes the
phenomenological grounds for Eliades structural hermeneutics. Among the
characteristics of symbols are: (1) their logic, which allows various symbols
to fit together to form coherent symbolic systems; (2) their multivalence,
through which they express simultaneously a number of structurally coherent
meanings not evident on the level of immediate experience; and (3) their
function of unification, by which they integrate heterogeneous phenomena into
a whole or a system. These autonomous, universal, coherent systems of symbols
usually provide the phenomenological framework for Eliades interpretation of
religious meaning. For example, he interprets the meaning of a religious
phenomenon associated with the sun or moon by reintegrating it within its solar
or lunar structural system of symbolic associations.
Although Eliade was extremely
influential, many scholars ignore or are hostile to his history and
phenomenology of religion. The most frequent criticism is that Eliade is
methodologically uncritical, often presenting sweeping, arbitrary, subjective generalizations
not based upon specific historical and empirical data. Critics also charge that
his approach is influenced by various normative judgments and an assumed
ontological position that is partial to a religious, antihistorical mode of
being and to certain Eastern and archaic phenomena.
Ninian Smart. Smart (19272001), who was born in Cambridge, England, to Scottish
parents, had a major impact on the field of religious studies. He was committed
to phenomenology as the best way to study religion. His phenomenology of
religion avoids what were two dominant approaches to religion: (1)
ethnocentric, normative, especially Christian, theological approaches in the
study of religion; and (2) normative philosophical approaches with their
exclusive focus on belief and conceptual analysis to the exclusion of other
dimensions of religious phenomena. Smart was capable of technical scholarly
analysis, as seen in his Doctrine and Argument in Indian Philosophy (1964),
but he is probably better known as a popularizer in his study of religion, as
seen in The Religious Experience of Mankind (1969). He believed that
profound insights can be presented in simple understandable language and
ordinary phenomenological categories.
Smart emphasized many points that
became easily recognizable and widely accepted in the phenomenology of religion
and other approaches to religious phenomena during the last decades of the
twentieth century. He emphasized suspension of ones own value judgments and
the need for phenomenological empathy in understanding and describing the
religious phenomena of others. He endorsed a liberal humanistic approach that
upholds the value of pluralism and diversity. In Smarts phenomenological
approach, one recognizes that religion expresses many dimensions of human
experience. Such an approach is polymethodic, multiperspectival, comparative,
and cross-cultural. The phenomenologist of religion needs to take seriously the
contextual nature of diverse religious phenomena; to ask questions, engage in
critical dialogue, and maintain an open-ended investigation of religion; and to
recognize that religions express complex, multidimensional, interconnected
worldviews. This focus on religions in terms of worldview analysis leads to the
contemporary interest in the globalization of religion and global pluralism.
CHARACTERISTICS OF PHENOMENOLOGY OF RELIGION.
The following features, some of which have already
been mentioned, are characteristic of much of the phenomenology of religion:
its identification as a comparative, systematic, empirical, historical,
descriptive discipline and approach; its antireductionist claims and its
autonomous nature; its adoption of philosophical phenomenological notions of
intentionality and epoché; its insistence on the value of
empathy, sympathetic understanding, and religious commitment; and its claim to
provide insight into essential structures and meanings. Several of these
characteristics are associated primarily with the phenomenology of religion;
others, while accepted by most phenomenologists of religion, are shared by
other historians of religions.
Comparative and
systematic approach. As previously noted,
there is widespread agreement that the phenomenology of religion is a very
general approach concerned with classifying and systematizing religious
phenomena. There is also widespread agreement that this discipline uses a
comparative approach. Various phenomenologists simply define their
phenomenology of religion as equivalent to comparative religion. But even those
scholars who reject such a simple identification maintain that phenomenologists
are able to gain insight into essential structures and meanings only after
comparing a large number of documents expressing a great diversity of religious
phenomena.
Empirical approach. Bleeker, Eliade, and most phenomenologists of religion insist that they
use an empirical approach that is free from a priori assumptions and judgments.
Such an empirical approach, which is often described as scientific and
objective, begins by collecting religious documents and then goes on to
decipher the religious phenomena by describing just what the empirical data
reveal. Phenomenologists usually maintain that their discoveries of essential
typologies and universal structures are based on empirical, inductive
generalizations.
One of the most frequent attacks
on the phenomenology of religion is that it is not empirically based and that
it is therefore arbitrary, subjective, and unscientific. Critics charge that
the universal structures and meanings are not found in the empirical data and
that the phenomenological discoveries are not subject to empirical tests of
verification.
Historical approach. Phenomenologists of religion usually maintain not only that their
approach must cooperate with and complement historical research but also that
phenomenology of religion is profoundly historical. All religious data are
historical; no phenomena may be understood outside their history. The
phenomenologist must be aware of the specific historical, cultural, and
socioeconomic contexts within which religious phenomena appear.
Critics, however, charge that not
only is the phenomenology of religion not historical, it is even
antihistorical, both in terms of a phenomenological method that neglects the
specific historical and cultural context and with regard to the
primacymethodologically and even ontologicallyit grants to nonhistorical and
nontemporal universal structures.
Descriptive approach. Unlike Müller, who intends the modern scholarly study of religion (Religionswissenschaft)
to be a descriptive science attaining the autonomy and objectivity of the
descriptive natural sciences, and Kristensen, who conceives of phenomenology of
religion as purely descriptive,almost all phenomenologists of religion today
do not restrict themselves to mere description of religious phenomena. While
cognizant of Kristensens concerns about the subjective nature of much past
scholarship in which interpreters filtered data through their own assumptions
and value judgments, phenomenologists go far beyond the severe methodological
restrictions of his descriptive phenomenology. And yet these same
phenomenologists invariably classify their discipline and approach as a
descriptive phenomenology of religion; at the minimum, it is essentially descriptive,and
sometimes it is presented as purely descriptive. They claim to utilize a
descriptive approach and see their classifications, typologies, and structures
as descriptive. Sometimes phenomenologists of religion distinguish the
collection and description of religious data, which is objective and
scientific, from the interpretation of meaning, which is at least partially
subjective and normative.
Antireductionism. Philosophical phenomenology, in defining itself as a radically
descriptive philosophy, opposes various kinds of reductionism. Phenomenologists
oppose reductionism, which imposes uncritical preconceptions and unexamined
judgments on phenomena, in order to deal with phenomena simply as phenomena and
to provide more accurate descriptions of just what the phenomena reveal.
More than any other approach
within the modern study of religion, phenomenology of religion insists that
investigators approach religious data as phenomena that are fundamentally and
irreducibly religious. Otto, Eliade, and other phenomenologists of religion
often defend their strong antireductionism by criticizing past reductionist
approaches. Many of these reductionist interpretations, for example, are based
on positivist and rationalist norms and force religious data into preconceived
unilinear, evolutionary explanatory frameworks. Phenomenologists criticize the
reductions of religious data to fit nonreligious perspectives, such as those of
sociology, psychology, or economics. Such reductionisms, it is argued, destroy
the specificity, complexity, and irreducible intentionality of religious
phenomena. In attempting sympathetically to understand the experience of the
other, the phenomenologist must respect the original religious intentionality
expressed in the data.
Autonomy. Directly related to the antireductionist claim of the irreducibility of
the religious is the identification of phenomenology of religion as an
autonomous discipline and approach. If there are certain irreducible modes by
which religious phenomena are given, then one must utilize a specific method of
understanding that is commensurate with the religious nature of the subject
matter, and one must provide irreducibly religious interpretations of religious
phenomena.
The phenomenology of religion is
autonomous but not self-sufficient. It depends heavily on historical research
and on data supplied by philology, ethnology, psychology, sociology, and other
approaches. But it must always integrate the contributions of other approaches
within its own unique phenomenological perspective.
Intentionality. Phenomenology analyzes acts of consciousness as consciousness of
something and claims that meaning is given in the intentionality of the
structure. In order to identify, describe, and interpret the meaning of
religious phenomena, scholars must be attentive to the intentional structure of
their data. For Otto, the a priori structure of religious consciousness is
consciousness of its intended numinous object. Van der Leeuws
phenomenologicalpsychological technique and Eliades dialectic of the sacred
are methods for capturing the intentional characteristics of religious
manifestations. The major criticism made by phenomenologists of religion of
reductionist approaches involves the latters negation of the unique intentionality
of religious phenomena.
Religious experiences reveal
structures of transcendence in which human beings intend a transcendent
referent, a supernatural metaempirical sacred meaning. Such intentionality is
always historically, culturally, and linguistically situated. Religious
language points beyond itself to intended sacred structures and meanings that
transcend normal spatial, temporal, historical, and conceptual categories and
analysis. That is why religious expressions are highly symbolic, analogical,
metaphorical, mythic, and allegorical. Reductive explanations tend to destroy
the intentional structure of religious meaning, invariably pointing to the
transcendent sacred.
At the same time, no intentional
referent and meaning is unmediated. For meaningful religious experience and
communication, the intended transcendent referent must be mediated and brought
into an integral human relation with our limited spatial, temporal, historical,
cultural world with its intended objects and meanings. This is why symbolism,
in its complex and diverse structures and functions, is essential for
revealing, constituting, and communicating religious intentional meaning.
Religious symbolic expressions serve as indispensable mediating bridges. On the
one hand, they always point beyond themselves to intended transcendent
meanings. On the other hand, by necessarily using symbolic language drawn from
the spatial, temporal, natural, historical world of experience, they mediate
the transcendent referent, limit and incarnate the sacred, allow the disclosure
of the transcendent as imminent, and render sacred meanings humanly accessible
and relevant to particular existential situations.
This specific religious
intentionality ensures that the structures of religious experience, as well as
interpretations and understandings, will remain open-ended with no possible
closure. The necessary structural conditions for religious experience, the
construction of religious texts, and the formulation of scholarly
interpretations ensure that meaningful human understandings necessarily reveal
limited intentional perspectives. And such relative, situated, intentional,
religious perspectives always point beyond themselves to structures of
transcendence; to inexhaustible possibilities for revalorizing symbolic
expressions, for bursting open self-imposed perspectival closures, and for new,
creative, self-transcending experiences, interpretations, and understandings.
Epoché, empathy, and sympathetic understanding.
Most philosophical
phenomenologists present the phenomenological epoché as a means
of bracketing beliefs and preconceptions normally imposed on phenomena. It is
important to clarify that Husserl and other philosophers who formulate phenomenological reduction as epoché
do not intend a narrowing of perspective and negation of the complexity and
specificity of phenomena. The phenomenological reduction is intended to achieve
the very opposite of reductionism: by suspending ones unexamined assumptions
and ordinary preconceptions and judgments, it allows one to become attentive to
a much fuller disclosure of what manifests itself and how it manifests itself
in experience; it allows for greater awareness of phenomena experienced on
prereflective, emotive, imaginative, nonconceptual levels of intentional
experience, thus leading to new insights into the specific intentionality and
concrete richness of experience.
The phenomenological epoché,
with an emphasis on empathy and sympathetic understanding, is related to
methodological antireductionism. If the phenomenologist is to describe the
meaning of religious phenomena as they appear in the lives of religious
persons, she or he must suspend all personal preconceptions as to what is
real and attempt to empathize with and imaginatively reenact these religious
appearances. By insisting on the irreducibility of the religious,
phenomenologists attempt sympathetically to place themselves within the
religious life-world of others and to grasp the religious meaning of the
experienced phenomena.
There are, of course, limitations
to this personal participation, since the other always remains to some extent
the other. Phenomenologists insist that empathy, a sympathetic attitude, and
personal participation in no way undermine the need for a critical scholarly approach
with rigorous criteria of interpretation. This phenomenological orientation may
be contrasted with the ideal of detached, impersonal scientific objectivity
that characterizes almost all nineteenthcentury approaches within the scholarly
study of religion and that continues to define many approaches today.
In assuming a sympathetic
attitude, the phenomenologist is not claiming that religious phenomena are not
illusory and that the intentional object is real. (As a matter of fact,
many phenomenologists make such theological and metaphysical assumptions and
judgments, but these usually violate the self-defined limits of their
phenomenological perspectives.) The phenomenological bracketing entails the
suspension of all such value judgments regarding whether or not the holy or
sacred is actually an experience of ultimate reality.
With a few exceptions, it seems
that phenomenologists of religion, while generally upholding an epoché
or similar values, have not subjected such concepts to a rigorous analysis.
Often they give little more than vague appeals to abstain from value judgments
and to exercise a personal capacity for empathetic participation, but without
scholarly criteria for verifying whether such sympathetic understanding has
been achieved.
Many phenomenologists argue for
the necessity of religious commitment, a personal religious faith, or at least
personal religious experience in order for a scholar to be capable of empathy,
participation, and sympathetic understanding. Other phenomenologists argue that
such personal religious commitments generally produce biased descriptions that
rarely do justice to the religious experience of others. It seems that a
particular faith or theological commitment is not a precondition for accurate
phenomenological descriptions. Rather it is a commitment to religious
phenomena, manifested in terms of intellectual curiosity, sensitivity, and
respect, that is indispensable for participation and understanding. Such a
commitment may be shared by believers and nonbelievers alike.
Insight into essential
structures and meanings. No subject matter is
more central to philosophical phenomenology than analyses of the eidetic
reduction and eidetic vision, the intuition of essences, the method of free
variation, and other techniques for gaining insight into the essential
structures and meanings of phenomena. By contrast, the phenomenology of
religion, even in the specific sense of an approach concerned with describing
essential structures and meanings, tends to avoid such methodological
formulations. There are, of course, notable exceptions, as evidenced in the
works of Max Scheler, Paul Ricoeur, and a relatively small number of other
philosophers who incorporate phenomenology of religion as part of their
philosophical phenomenology.
One generally finds, however, that
most phenomenologists of religion accept both Bleekers qualification that such
terms as eidetic vision are used only in a figurative sense and his
warning that phenomenology of religion should avoid hilosophical speculations
and not meddle in difficult philosophical questions of methodology. The result
is that one is frequently presented with phenomenological typologies,
universal structures, and essential meanings of religious phenomena that
lack a rigorous analysis of just how the phenomenologist arrived at or verified
these discoveries. In short, in its claims concerning insight into essential
structures and meanings, much of the phenomenology of religion appears to be
methodologically uncritical.
Phenomenologists aim at intuiting,
interpreting, and describing the essence of religious phenomena, but there is
considerable disagreement as to what constitutes an essential structure. For
some phenomenologists, an essential structure seems to be the result of an
empirical inductive generalization, expressing a property that different
phenomena have in common. For others, essential structures refer to types f
religious phenomena, and there is debate concerning the relationship between
historical types and phenomenological types. In the sense closest to
philosophical phenomenology, essence refers to deep or hidden
structures, which are not apparent on the level of immediate experience and
must be uncovered and decoded or interpreted through the phenomenological
method. These structures express the necessary invariant features allowing us
to distinguish religious phenomena and to grasp religious phenomena as
phenomena of a certain kind.
CONTROVERSIAL ISSUES. The examination of the major phenomenologists of religion and the major
characteristics of the phenomenology of religion has raised many controversial
issues. This section elaborates on several of these controversial issues and
introduces a few others.
Descriptive versus
normative claims. There are many
controversial issues regarding the claim that the phenomenology of religion is
a descriptive discipline with a descriptive method, especially since almost all
phenomenologists go far beyond a mere description of the data, offering
comparisons and evaluations of phenomena, universal structures, and essential
meanings.
Many of these issues arise from
the acceptance of a rather traditional descriptive-normative distinction. The
adoption by many phenomenologists of religion of a radical, at times absolute,
descriptive-normative dichotomy has been consistent with the classical
empiricism of such philosophers as David Hume (17111776), with the Kantian
philosophical framework, and with most nineteenth- and twentiethcentury
approaches in the history of religions.
Even those phenomenologists of
religion who go far beyond Kristensens descriptive restrictions frequently
adopt a clear distinction between the collection and description of religious
data, which is seen as objective and scientific, and the interpretation of
meaning, which is at least partially subjective and normative. Despite its
rejection of earlier models of positivism, it may be that the phenomenology of
religion has unintentionally retained some of the positivistic assumptions
regarding the investigation and pure description of unconstructed,
uninterpreted, objective facts.
Much of recent philosophy,
however, challenges this absolute dichotomy. What is taken as objective and
scientific is historically, culturally, and socially situated, based on
presuppositions, and constructed in terms of implicit and explicit value
judgments. For example, how does one even begin the investigation? What facts
should be collected as religious facts? Ones very principles of selectivity
are never completely value-free. Indeed, philosophical phenomenologists have
never accepted this sharp dichotomy, since the entire phenomenological project
is founded on the possibilities of describing meanings. The challenge to the
phenomenology of religion is to formulate a phenomenological method and
framework for interpretation that allows the description of essential
structures and meanings with some sense of objectivity.
Understanding versus
explanation claims. Often related to
controversies arising from the sharp descriptivenormative dichotomy are
controversial issues involving the sharp understanding-explanation dichotomy.
Phenomenology often claims that it aims at understanding, which involves
describing meanings, and avoids explanation, which involves uncovering
historical, psychological, and other causal relationships. Phenomenologists
describe what appears and how it appears, and they interpret the meaning of
such phenomena, but they do not provide causal explanations of the phenomena.
This understanding often has the sense of Verstehen as formulated by
Dilthey and others as the method and goal of hermeneutics. Phenomenologists aim
at interpreting meaning and understanding the nature of religious and other
human phenomenaas opposed to scientific, reductionistic approaches that give
causal and other explanations and do not grasp the irreducibly human and
irreducibly religious dimension of the phenomena they investigate.
Critics challenge such methods and
goals as unscholarly and unscientific, and many scholars question whether
phenomenological understanding and nonphenomenological explaining can be so
completely separated. Explanatory approaches always involve understanding, and
understanding is not possible without critical explanatory reflection. For
example, even in terms of phenomenological understanding, the expressions of
the religious other are not the final word, absolute and inviolable. The other
may have a limited understanding of phenomena shaping her or his religious
lifeworld, provide false explanations, talk nonsense, and engage in blatantly
unethical behavior. Phenomenology of religion necessarily involves critical
reflection, including contextual awareness and scholarly interpretations,
understandings, and explanations that go beyond describing the expressed
position of the religious other.
This in no way denies the value of
phenomenological approaches that are self-critical in rendering explicit ones
own presuppositions, that suspend ones own value judgments, hat empathize and
hear the voices of the religious other, and that describe as accurately as
possible the religious phenomena and intended meanings of the religious other.
Such phenomenology of religion aims at finding ways to allow other voices to be
heard and is informed by a history of dominant, critical, normative approaches
and reductionistic explanations that ignore, silence, and misinterpret the
religious phenomena of others.
Antireductionist
claims. Many critics attack phenomenology of religions
antireductionism, arguing that it is methodologically confused and unjustified
and that it arises from the theological intention of defending religion against
secular analysis. The most general criticism of this antireductionism is based
on the argument that all methodological approaches are perspectival, limiting,
and necessarily reductionistic. The assumption of the irreducibility of the
religious is itself reductionistic, since it limits what phenomena will be
investigated, what aspects of the phenomena will be described, and what
meanings will be interpreted. Phenomenologists of religion cannot argue that
other reductionistic approaches are necessarily false and that their approach
does justice to all dimensions of religious phenomena.
The phenomenology of religion must
show that its religious antireductionism is not methodologically confused, does
not beg serious scholarly questions, does not simply avoid serious scholarly
challenges, and may even be granted a certain methodological primacy on the
basis of such key notions as intentionality and insight into essential structures
and meanings. It must show, in terms of a rigorous method with procedures for
verification, that its particular perspective is essential in shedding light on
such religious structures and meanings.
Empirical and
historical claims. Critics often claim
that the phenomenology of religion starts with a priori nonempirical
assumptions, utilizes a method that is not empirically based, and detaches
religious structures and meanings from their specific historical and cultural
contexts. Such critics often assume a clear-cut dichotomy between an empirical,
inductive, historical approach and a nonempirical, often rationalist,
deductive, antihistorical approach. They identify their approaches with the
former and the phenomenology of religion with versions of the latter. They
conclude that the phenomenology of religion cannot meet minimal empirical,
historical, inductive criteria for a scientific approach, such as rigorous
criteria for verification and falsification. (It may be simply noted that much
of recent philosophy has been directed not only at critiquing classical
empiricism but also at undermining this absolute dichotomy.)
Much of philosophical
phenomenology is conceived in opposition to traditional empiricism. Husserl
called for a phenomenological reduction in which the phenomenologist
suspends the natural standpoint and its empirical world in order to become
more attentive to phenomena and to intuit the deeper phenomenological essences.
Although such a phenomenology has been described as a radical empiricism, it
employs a critique of traditional empiricism adopted by most of the history of
religions.
Controversies arise from
criticisms that phenomenology of religion is highly normative and subjective
because it makes nonempirical, nonhistorical, a priori, theological, and other
normative assumptions, and because it grants an ontologically privileged status
to religious phenomena and to specific kinds of religious experience. Thus,
critics charge that Kristensen, Otto, van der Leeuw, Heiler, Eliade, and others
have nonempirical and nonhistorical, extraphenomenological, theological, and
other normative assumptions, intentions, and goals that define much of their
phenomenological projects, taking them beyond the domain of a descriptive
phenomenology and any rigorous scientific approach.
The status granted to essential
religious structures and meanings is also controversial insofar as they exhibit
the peculiarity of being empiricalthat is, based on investigating a limited
sample of historical dataand, at the same time, universal. These structures
are therefore empirically contingent and yet also the essential necessary
features of religious phenomena.
Finally, there is controversy
regarding the insistence by many phenomenologists of religion that they proceed
by some kind of empirical inductive inference that is not unlike the classical
formulations of induction developed by John Stuart Mill (18061873) and others.
Critics charge that they cannot repeat this inductive inference, that the
phenomenological structures do not appear in the empirical data, and that
phenomenologists read into their data all kinds of essential meanings.
One response by phenomenologists,
as expressed in Guilford Dudleys Religion on Trial (1977), is to give
up their empirical and historical claims and turn to a nonempirical,
nonhistorical, rationalist, deductive approach. A different response, as
expressed in Douglas Allens Structure and Creativity in Religion (1978),
is to formulate a method of phenomenological induction different from
classical empirical induction, in which essential structures and meaning are
based on, but not found fully in, the empirical data. This response involves a
process of imaginative construction and idealization by phenomenologists, and
the essential structures must then be rigorously tested in terms of the light
that they shed on the empirical-historical data.
Questions of
verification. As has been repeatedly noted,
there are many different criticisms of the phenomenology of religion for being
methodologically uncritical. The phenomenology of religion cannot continue to
avoid basic methodological questions raised by philosophical phenomenology and
other disciplines if it is to overcome these criticisms. Many of these
criticisms involve questions of verification. Phenomenological intuition does
not free one from the responsibility of ascertaining which interpretation of a
given phenomenon is most adequate nor of substantiating why this is so. Fueling
this controversy is the observation that different phenomenologists, while
investigating the same phenomena and claiming to utilize the phenomenological
method, continually present different eidetic intuitions. How does one resolve
this contingency introduced into phenomenological insights? How does one verify
specific interpretations and decide between different interpretations?
Such questions pose specific
difficulties for a phenomenological method of epoché and
intuition of essences. A phenomenological method often suspends the usual
criteria of objectivity that allow scholars to verify interpretations and
choose between alternative accounts. Does this leave the phenomenology of
religion with a large number of very personal, extremely subjective, hopelessly
fragmented interpretations of universal structures and meanings, each
relativistic interpretation determined by the particular temperament,
situation, and orientation of the individual phenomenologist?
The phenomenologist of religion
can argue that past criteria for verification are inadequate and result in a
false sense of objectivity, but phenomenology of religion must also overcome
the charges of complete subjectivity and relativism by struggling with
questions of verification. It must formulate rigorous procedures for testing
its claims of essential structures and meanings, and these procedures must
involve criteria for intersubjective verification.
Response to
controversial issues. Many writers describe
the phenomenology of religion as being in a state of crisis. They usually
minimize the invaluable contributions made by phenomenology to the study of
religion, such as the impressive systematization of so much religious data and
the raising of fundamental questions of meaning often ignored by other
approaches.
If the phenomenology of religion
is to deal adequately with its controversial issues, the following are several
of its future tasks. First, it must become more aware of historical,
philological, and other specialized approaches to, and different aspects of,
its religious data. Second, it must critique various approaches of its critics,
thus showing that its phenomenological method is not obliged to meet such
inadequate criteria for objectivity. And most importantly, it must reflect more
critically on questions of methodology so that phenomenology of religion can
formulate a more rigorous method, allowing for the description of phenomena,
the interpretation of their structures and meanings, and the verification of
its findings.
RECENT DEVELOPMENTS IN PHENOMENOLOGY OF RELIGION.
Developments within the phenomenology of religion
during the last decades of the twentieth century and the early years of the
twenty-first century convey a very mixed and confusing picture about the
present status and future prospects for the field.
Within religious
studies. Phenomenology of religion continues as a major
discipline and approach within the general scholarly study of religion.
Phenomenologists of religion are influenced by earlier major phenomenologists,
and they share the general phenomenological orientation defined by the major
characteristics previously delineated. The phenomenology of religion has also
been successful to the extent that many other scholars, who do not consider
themselves phenomenologists, adopt a phenomenological approach during early
stages of their scholarly investigations because it has great value in allowing
them to assemble data and do justice to the religious perspectives of religious
persons.
At the same time, phenomenology of
religion, as has been noted, is sometimes described as being in a state of
crisis. There are no contemporary phenomenologists of religion who enjoy the
status and influence once enjoyed by a van der Leeuw or an Eliade. Some
scholars, doing phenomenology of religion, are uncomfortable with the term
since it carries so much past baggage from Husserlian philosophical foundations
and from Eliadean and other phenomenology of religion they consider outdated.
In general, contemporary phenomenologists of religion within religious studies
attempt to be more contextually sensitive and more modest in their
phenomenological claims.
Recent challenges. Most of the scholarly challenges to the phenomenology of religion
continue the major criticisms previously described. Robert Segal and other
leading scholars of religion, usually identified with social scientific and
reductionist approaches, repeatedly criticize the phenomenology of religion for
being unscientific, highly subjective, and lacking scholarly rigor. Scholars
identifying with reductionistic cognitive science and claiming that this is the
only rigorous method and model for gaining objective knowledge provide a recent
illustration of such challenges.
There are also a tremendous
variety of other challenges to the phenomenology of religion that are often
classified as postmodernist and narrativist. In many ways, they offer opposite
challenges from the above social scientific reductionist approaches. They
criticize the phenomenology of religions claim to uncover universal structures
and essences as being too reductionistic in denying the diversity and plurality
of religious phenomena. Included here are a tremendous variety of approaches
often described by such terms as postmodernist, deconstructionist,
post-structuralist, narrativist, pragmatist, feminist, and relativist.
For example, in Beyond
Phenomenology: Rethinking the Study of Religion (1999), Gavin Flood argues
that the inadequate presuppositions, central concepts, and models of
philosophical phenomenology, an impact identified almost exclusively with
Husserls transcendental phenomenology, have dominated the study of religion.
By way of extreme contrast, Flood, influenced primarily by Mikhail Bakhtins
dialogical analysis and Paul Ricoeurs hermeneutical analysis, proposes a
dialogical, narrativist, interactional, dynamic model for rethinking the study
of religion. This model includes: recognition of signs and language as a
starting point; rejection of essentializing hegemonic approaches with their
universalizing claims to objectivity; recognition that self or subject is always
embodied and embedded, relational and interactive, contextualized, constituted
and constituting subject; recognition of the complex narrativist situatedness
of both investigator and subject matter with dialogical, mutually interactive
relations between the two perspectives; and affirmation of open-ended,
perspectival nature of all knowledge with emphasis on nonclosure of
interpretations and explanations.
In response, one can submit that
Flood greatly exaggerates the impact that Husserlian transcendental phenomenology
has had on the study of religion, and that most of the critiques of
phenomenology and the antiphenomenological features he formulates can be found
within later developments of philosophical phenomenology and phenomenology of
religion.
PHILOSOPHICAL PHENOMENOLOGY OF RELIGION.
The emphasis in this entry has been on phenomenology
of religion as a discipline and method within Religionswissenschaft (the
general history of religions or religious studies). The emphasis has not been
on philosophical phenomenology with its limited focus on religion and its
limited influence on phenomenology of religion within religious studies.
However, there has been a
remarkable development, beginning in the last part of the twentieth century:
continental philosophy, frequently identified with phenomenology and
hermeneutics, has often taken a religious turn. It is not always clear whether
to classify such developments under the phenomenology of religion. Most of
these key philosophers are deeply influenced by Husserls phenomenology, but
they often seem to transgress phenomenologys boundaries and express ambiguous
relations to phenomenology. They are sometimes classified under the new
phenomenology or under postphenomenological variations.
Special mention may be made of
several of the most influential European philosophers of the twentieth century.
Emmanuel Levinas (19061995), a student of Husserl with deep roots in
phenomenology, became one of the dominant continental philosophers in the late
twentieth century. With his major focus on ethics, spirituality, and Jewish
philosophy, Levinas emphasized radical alterity and the primacy of the other,
thus reversing earlier phenomenological selfother emphasis on the privileged
status of the epistemic constituting self or ego. Paul Ricoeur, also with deep
roots in Husserl and phenomenology, has made invaluable contributions to our
understanding of religious phenomena with his analysis of philosophy as the
hermeneutical interpretation of meaning and with his focus on religious
language, symbolism, and narrative.
Two of the most influential
European philosophers are Martin Heidegger and Jacques Derrida (19302004).
Heideggers writings on phenomenology of religion, based on lectures and
courses he gave in 1920 and 1921, were published in German in the 1990s and
translated as Phenomenology of Religious Life (2004). Derrida, whose
early work is on Husserl, is the major figure of deconstructionist philosophy,
which can be viewed as a rejection of philosophical phenomenology and traditional
philosophy. Starting in the late 1990s, Derrida increasingly turned his focus
to religion. His works may be described as a hermeneutic of the desire for God,
deeply shaped by a return to Husserl but more of a postphenomenological
critique of presence with an affirmation of the religious other.
There are several other
influential philosophers who are more easily classified under the renewed
interest in the philosophical phenomenology of religion. Special mention may be
made of Michel Henry, with such books as The Essence of Manifestation (1973),
Incarnation (2000), and I Am the Truth (2003); and Jean-Luc
Marion, with deep roots in Husserl, who is the most influential figure within
the recent religious turn in the new phenomenology, with such books as God
without Being (1991), Reduction and Givenness (1998), and Being
Given (2002).
In the late twentieth century,
significant developments in continental philosophy, usually influenced by
Husserl and philosophical phenomenology, increasingly focused on religion. It
is not yet clear whether such philosophical developments will have a
significant influence on the phenomenology of religion within religious
studies.
Several recent
contributions. Finally, there are three
interrelated contributions to the phenomenology of religion that often contrast
with earlier dominant characteristics: the focus on the other, givenness, and
contextualization. From their very beginnings, philosophical phenomenology and
phenomenology of religion have emphasized the need to become aware of ones
presuppositions, suspend ones value judgments, and accurately describe and
interpret the meaning of phenomena as phenomena. Past philosophy, theology, and
other normative approaches have been critiqued for ignoring or distorting the
intentional structures and meanings of the religious phenomena of the other.
More recent phenomenologists recognize that earlier phenomenology, with its
essentializing projects and universalizing claims, often does not pay
sufficient attention to the diverse experiences and meanings of the other. One
sometimes learns more about the scholars phenomenological theory of religion
than about the particular religious phenomena of the other. Recent
phenomenology has been much more sensitive to providing a methodological and
hermeneutical framework for becoming attentive to the tremendous diversity of
the religious voices of others.
Related to this is the focus on
givenness. Philosophical phenomenology and phenomenology of religion emphasize
the need to become attentive to what is given in experience. Phenomenological
reflection involves an active openness and deeper kind of attentiveness to how
religious phenomena appear or are given to us in experience. Over the decades,
phenomenology of religion has become much broader, more self-critical, and much
more sophisticated in recognizing the complexity, ambiguity, and depth of our
diverse modes of givenness. For example, in their very dynamic of givenness,
religious phenomena both reveal and conceal structures and meanings; are
multidimensional and given meaning through pre-understandings, the
pre-reflective, the emotive, and the imaginative, as well as rational and
conceptual analysis; are not disclosed as bare givens but as highly complex,
inexhaustible, constituted, self-transcending givens; and are given in ways
that affirm the open-ended perspectival nature of all knowledge and the
nonclosure of descriptions, interpretations, and explanations.
Finally, phenomenologists of
religion are much more sensitive to the complex, mediated, interactive,
contextual situatedness of their phenomenological tasks. Unlike the earlier
emphasis on doing justice to experiential givenness and the phenomena of the
other, philosophical phenomenology and phenomenology of religion are continually
criticized for claiming to uncover nonhistorical, nontemporal, essential
structures and meanings largely detached from their specific contexts within
which religious phenomena have been expressed. More recent phenomenologists of
religion tend to be more sensitive to the perspectival and contextual
constraints of their approach and more modest in their claims. There is value
in uncovering religious essences and structures, but as embodied and
contextualized, not as fixed, absolute, ahistorical, eternal truths and
meanings.
In this regard, a more
self-critical and modest phenomenology of religion may have much to contribute
to the study of religion, including an awareness of its presuppositions, its
historical and contextualized situatedness, and its limited perspectival
knowledge claims, while also not completely abandoning concerns about the
commonality of human beings and the value of unity, as well as differences.
Such a selfcritical and modest phenomenology of religion may attempt to
formulate essential structures and meanings through rigorous phenomenological
methods, including intersubjective confirmation of knowledge claims, while also
attempting to formulate new, dynamic, contextually sensitive projects involving
creative encounter, contradiction, and synthesis.
SEE ALSO Comparative
Religion; Study of Religion, overview
article; World
Religions.
BIBLIOGRAPHY
The most comprehensive general introduction to
philosophical phenomenology remains Herbert Spiegelbergs The
Phenomenological Movement: A Historical Introduction, 2 vols., 3d ed. (The
Hague, 1982). Richard Schmitts Phenomenology in The Encyclopedia of
Philosophy (New York, 1967), vol. 5, pp. 133151, provides another
introduction, although it tends to be formulated primarily on the basis of
Husserls approach and often is more of a critical philosophical essay rather
than a survey of the field. Of the anthologies of phenomenological philosophers
and their different philosophical approaches, Phenomenology and
Existentialism, edited by Robert C. Solomon (Washington, D.C., 1972), is
highly recommended.
There is no
major comprehensive survey of the phenomenology of religion. Jacques
Waardenburgs Classical Approaches to the Study of Religion: Aims, Methods,
and Theories of Research, 2 vols. (The Hague, 19731974), provides a
general introduction to scholars identified with the modern study of religion,
including selections from the leading phenomenologists of religion and fairly
extensive bibliographies of their works. A number of books have a chapter or
section surveying the phenomenology of religion, including Eric J. Sharpes Comparative
Religion: A History (London, 1975; 2d ed. La Salle, Ill., 1986) and John
Macquarries Twentieth-Century Religious Thought, 4th ed. (London and
New York, 1988). See also Ursula King, Historical and Phenomenological
Approaches to the Study of Religion, in Contemporary Approaches to the
Study of Religion, edited by Frank Whaling, 2 vols. (Berlin and New York,
19831984), and Experience of the Sacred: Readings in the Phenomenology of
Religion, edited by Summer B. Twiss and Walter H. Conser (Hanover, N.H.,
1992).
The following
are selected works by the major phenomenologists of religion considered in this
entry. As the first major philosophical phenomenologist with a focus on
religion, Max Schelers important translated works include On the Eternal in
Man, translated by Bernard Noble (London, 1960), and Formalism in Ethics
and Non-Formal Ethics of Values, 5th ed., translated by Manfred S. Frings
and Roger L. Funk (Evanston, Ill., 1973). William Brede Kristensens The
Meaning of Religion: Lectures in the Phenomenology of Religion, translated
by John B. Carman (The Hague, 1960), illustrates a very restricted descriptive
phenomenology. Rudolf Ottos The Idea of the Holy: An Inquiry into the
Non-Rational Factor in the Idea of the Divine and Its Relation to the Rational,
2d English ed., translated by John W. Harvey (Oxford, 1950), is the best-known
account of religious experience. Gerardus van der Leeuws Religion in Essence
and Manifestation: A Study in Phenomenology, 2 vols., 2d ed., translated by
J. E. Turner (New York, 1963), is often considered the classic work in
phenomenology of religion. Friedrich Heilers Prayer: A Study in the History
and Psychology of Religion (Oxford, 1932), is available in English in a
translation by Samuel McComb, but the complete edition of his Erscheinungsformen
und Wesen der Religion (Stuttgart, 1961) has not been translated. Of C.
Jouco Bleekers many writings on the phenomenology of religion, one may cite Problems
and Methods of the History of Religions, edited by Ugo Bianchi, C. Jouco
Bleeker, and Alessandro Bausani (Leiden, 1972), which contains Bleekers essay,
The Contribution of the Phenomenology of Religion to the Study of the History
of Religions. as well as Bleekers The Sacred Bridge: Researches into the
Nature and Structure of Religion (Leiden, 1963), which contains the essays
The Phenomenological Method and Some Remarks on the Entelecheia of
Religious Phenomena.
Of more than
thirty books by Mircea Eliade available in English, Patterns in Comparative
Religion, translated by Rosemary Sheed (New York, 1958), is his systematic
morphological work that best illustrates his hermeneutical framework of
symbolic systems necessary for interpreting religious meaning. The Quest:
History and Meaning in Religion (Chicago, 1969), a collection of Eliades
important essays, provides insight into his phenomenological method and
discipline. Of Ninian Smarts many books, The Phenomenon of Religion (London,
1973), The Science of Religion and the Sociology of Knowledge: Some
Methodological Questions (1973), and Dimensions of the Sacred: An
Anatomy of the Worlds Beliefs (Berkeley, 1996) provide a good background
on his phenomenological approach.
The following
are a wide variety of books focusing on the phenomenology of religion. Jacques
Waardenburgs Reflections on the Study of Religion (The Hague, 1978)
includes an essay on the work of van der Leeuw and two other essays on the
phenomenology of religion. Science of Religion: Studies in Methodology,
edited by Lauri Honko (The Hague, 1979), includes essays under the title The
Future of the Phenomenology of Religion. Douglas Allens Structure and
Creativity in Religion: Hermeneutics in Mircea Eliades Phenomenology and New
Directions (The Hague, 1978), written from a perspective informed by
philosophical phenomenology, surveys approaches in the phenomenology of
religion and argues that Eliade has a sophisticated phenomenological method.
Two works, written from perspectives often quite critical of the phenomenology
of religion, are Olof Pettersson and Hans Akerbergs Interpreting Religious
Phenomena: Studies with Reference to the Phenomenology of Religion (Atlantic
Highlands, N.J., 1981) and António Barbosa da Silvas The Phenomenology of
Religion as a Philosophical Problem (Uppsala, Sweden, 1982). See also Henry
Duméry, Phenomenology and Religion; Structures of the Christian
Institution (Berkeley, 1975), and Thomas Ryba, The Essence of Phenomenology
and Its Meaning for the Scientific Study of Religion (New York, 1991).
Raffaele
Pettazzoni and Geo Widengren write about the complementary nature of the
history and phenomenology of religion. See Pettazzonis The Supreme Being:
Phenomenological Structure and Historical Development, in The History of
Religions: Essays in Methodology, edited by Mircea Eliade and Joseph M.
Kitagawa (Chicago, 1959) and Widengrens Religionens värld (Stockholm, 1945) and German translation: Religionsphänomenologie (Berlin, 1969).
Numerous works
by critics of phenomenology of religion, claiming that it is unscientific,
lacks methodological rigor, and is subjective, include important studies by such
scholars as Robert Segal, Hans Penner, and Donald Wiebe. See, for example, Religion
and Reductionism: Essays on Eliade, Segal, and the Challenge of the Social
Sciences for the Study of Religion, edited by Thomas A. Idinopulos and
Edward A. Yonan (Leiden, 1994), which includes Segals essay In Defense of
Reductionism. Other challenges to philosophical phenomenology and
phenomenology of religion have been offered by scholars identified with
postmodernist, poststructuralist, deconstructionist, feminist, pragmatist,
narrativist, and relativist approaches. See, for example, Gavin Flood, Beyond
Phenomenology: Rethinking the Study of Religion (London and New York,
1999).
Paul Ricoeur and
Emmanuel Levinas are extremely influential continental philosophers, deeply
rooted in phenomenology and with a major focus on religion, even if the
relation of many of their works to phenomenology is often ambiguous. See, for
example, Ricoeurs Husserl: An Analysis of His Phenomenology, translated
by Edward G. Ballard and Lester E. Embree (Evanston, 1967), and The
Symbolism of Evil, translated by Emerson Buchanan (New York, 1967); and
Levinass Totality and Infinity: An Essay on Exteriority, translated by
Alphonso Lingis (Pittsburgh, 1969) and Otherwise Than Being or Beyond Essence,
translated by Lingis (The Hague, 1981).
There has been a
turn toward religion in much of continental philosophy. Some of this has been
shaped by phenomenology, whether it remains within the phenomenology of
religion or goes beyond the boundaries of phenomenology. See Phenomenology
and the Theological Turn: The French Debate (New York, 2000) with essays
by Dominique Janicaud, Jean-Franēois Courtine, Paul Ricoeur, Jean-Louis
Chrétien, Jean-Luc Marion, and Michel Henry. Another volume, focusing on
Derrida-Marion debates, with some discussion on phenomenology in this religious
turn, is God, the Gift, and Postmodernism, edited by John D. Caputo and
Michael J. Scanlon (Bloomington, Ind., 1999). Two influential French scholars
deeply influenced by phenomenology are Michel Henry and Jean-Luc Marion. See
Henrys The Essence of Manifestation, translated by Girard Etzkorn (The
Hague, 1973), and I Am the Truth: Toward a Philosophy of Christianity,
translated by Susan Emanuel (Stanford, Calif., 2003); and Marions Reduction
and Givenness: Investigations of Husserl, Heidegger, and Phenomenology,
translated by Thomas Carlson (Evanston, Ill., 1998), and Being Given: Toward
a Phenomenology of Givenness, translated by Jeffrey Kosky (Stanford,
Calif., 2002).
DOUGLAS ALLEN (1987 AND 2005)